STR验厂审核文件清单

Documentation Requirements
文件要求
During the audit visit, auditors would like factory management to provide the following documents (if applicable):
审核过程中，审核员将会要求工厂提供以下相关文件：

01 Business License 营业执照
02 Organization Chart 组织结构图
03 ISO9000 / ISO14000/ SA8000 Certificate (If any)

     ISO9000 / ISO14000/ SA8000 等认证证书（如有）
04 Machinery List 设备清单
05 Machines Maintenance Plan & Records 设备保养计划/记录
06 Daily Floor Mopping/Cleaning Scheduled for the Production and Packaging Areas
     生产/包装区域每日清洁记录
07 Pest Control Procedure 防虫害控制程序
08 Responsibilities and Authorities 职责权限
09 Quality Policy 质量方针
10 Quality Objective 质量目标
11 Quality Manual 质量手册
12 Management Review Procedure and Record 管理评审程序/记录
13 Internal Audit Plan & Records 内审计划/记录
14 Training Procedure/ Plan 员工的培训程序/计划
15 Training Records (Work Skill training) 员工的培训记录（工作技能）
16 Legal Statutes and Mandatory Standards Applicable to Products/ Materials
     产品，物料相关的拟销售地区的法律法规和强制性标准
17 Contract Review Record 合同评审记录
18 Specifications for Incoming Materials and Final Products
     原材料和产品的规范要求
19 Products Change Records 产品变更记录
20 Suppliers / Sub-contractor Control Procedure and Assessment Record
     供应商/分包商控制程序和审核记录
21 Customer Complain Procedure 顾客抱怨处理程序
22 Measuring / Testing Equipment List 计量/ 测试仪器台帐
23 Measuring Equipments Calibration Certificate and Records
    计量仪器校验证书/记录
24 Master Reference Standards Calibration Certificate 标准块的校验证书（如适用）
25 Material/ Finished Products Incoming & Outgoing records
     材料及成品的出入库记录
26 Purchase Procedure, Purchase Order 采购程序，采购合同
27 Quality control Instructions (Incoming Materials/ Sub-contracting Product Inspection, In- process Inspection & Finished product inspection Instructions)
    检验规范(进料检验、过程检验、外发工序/产品以及成品检验)

28 Defect Classification (Incoming Materials/ Subcontracting Product Inspection, In process Inspection, Final Inspection)
疵点分类 (进料、外发加工检验、过程检验、成品检验)
29 Inspection Records (Including Incoming Materials/Sub-contracting Product Inspection, In-process Inspection & Finished product inspection)
检验记录（进料、外发加工检验、过程检验、成品检验、功能测试）
30 Process Flow Diagram 工序流程图
31 Production Plan 生产计划
32 Mass Production Authorization Documents 生产通知单
33 Working Instructions 作业指导书
34 Pre-Production Meeting Records 产前会议记录
35 Defects Charted and Analyzed Records 质量分析记录
36 Packaging Instructions 包装指示
37 Sharp Tools Control Procedure, Sharp Tools Losing Investigation Procedure (If applicable)
利器控制程序及利器丢失调查程序（如适用）
38 Daily Issuance & Return of Sharp Tools Records (If applicable)
利器日常收发/检查记录（如适用）
39 Broken Needle Policy/ Record (If applicable) 断针控制程序/记录（如适用）
40 Glass Control Policy (If applicable) 玻璃控制程序（如适用）
41 Metal Detecting Record 验针记录
42 Metal Detection Machine Calibration Record 金属探测机检测记录
43 Non-conforming Material Control Procedure 不合格品控制程序
44 Non-conforming Material Records (Including incoming materials, Semi-finished Products & Finished Products)
批次不合格品评审记录（来料，半成品，成品）
45 Re-inspection Records for Reworked Lots 不合格品返工重验记录
46 Corrective & Preventive Actions Procedure/ Records 纠正预防措施程序/记录
47 Documents Control Procedure 文件控制程序